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Forms And Downloads
Account Forms And General Information
Interested in learning more about State Farm® funds, investment objectives, returns, and portfolio managers? Check out the prospectus and each funds summary prospectus.
Want to dig deeper and get a comprehensive look at State Farm Mutual Funds® in 2012? Check out our annual report.
Get a complete view of State Farm Mutual Funds for the first six months of 2012. Read our semi-annual report.
Keep this document nearby while reading through the prospectus. This document is meant to be read with the prospectus to provide more information to you about our funds and business.
Are you interested in setting up a State Farm Mutual Funds account? Download and complete this form to open an account today.
Need to change services for your account? Fill out this form to make changes to the following account services: address changes, automatic investments, capital gain and dividend distribution options, systematic withdrawals, and telephone/Internet privileges.
Want to purchase State Farm Mutual Funds shares using funds from a non tax-qualified account? Complete this form for each non tax-qualified account youd like to transfer/liquidate. (Do not use this form to transfer retirement accounts.)
This form is used to request a one-time exchange or redemption from your non tax-qualified account. This form should NOT be used for traditional IRA, Roth IRA, ESA, or MSA accounts. If used for these account types, the exchange or redemption will not be made.
This form is used to exchange existing amounts between funds within your Archer MSA, Coverdell ESA, Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA,TSA/403(b)(7), 401(k), or RPFP account or to change your investment allocations for one time or future contributions on your SEP IRA, SIMPLE IRA, TSA/403(b)(7), 401(k), or RPFP account.
While death is a subject most are hesitant to discuss, State Farm wants to make sure youre prepared. Use this form to designate a transfer on death beneficiary on your mutual fund account. (Not used for IRAs see IRA section.)
This form is used to notify SFVPMC of a POA situation in which you will hold discretionary authority over a securities account on behalf of the account owner.
Make sure your business is protected and youre prepared for the unexpected. Complete this form to name individuals authorized to act on behalf of your corporation, organization, or partnership.
Do you need to provide us with your correct Social Security number or Taxpayer Identification number? Use this form.
If there isnt a specific form listed for a request, fill out this letter of direction to make a transaction on your mutual fund account. (A signature guarantee is required.)
This form is used to transfer Non-Tax Qualified funds from one State Farm Mutual Fund account to another State Farm Mutual Fund account. This form should not be used for Tax Qualified Accounts (IRA's, ESA's, or MSA's) or the transfer of funds outside of State Farm Mutual Funds.
Retirement Forms and Information
If you want to start planning for retirement and have decided a traditional IRA is right for you, complete this application and start investing.
This disclosure document contains all of the details about our traditional IRA.
Made the decision to open a Roth IRA? Complete this application and start investing today.
This disclosure document contains all of the details about our Roth IRA.
This disclosure document contains information for employees and employers about sales loads and fees. The disclosure is required by ERISA and is mailed with all retail retirement applications and plans.
Looking to transfer your funds from an IRA (traditional, Roth, SEP, SIMPLE) to a State Farm Mutual Funds® IRA? Complete this form for each account you wish to transfer. (This form should not be used for a Coverdell Education Savings Account, Archer Medical Savings Account, or Tax Sheltered Account (TSA)/403(b)(7).)
Use this form to convert a traditional IRA, SEP IRA, or SIMPLE IRA to a Roth IRA. (A Roth IRA application must be completed to process this conversion.)
Need to designate or change the beneficiary(ies) of your traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, TSA/403(b), or Archer MSA? Fill out and submit this form.
Initiated a direct rollover to your State Farm Mutual Funds Traditional or Roth IRA? Complete this form to notify State Farm®. This form includes a letter of acceptance and delivery instructions for the current custodian. (Note: A traditional IRA or Roth IRA application must be established.)
Request a distribution from your traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, or Archer MSA.
Use this form to request a one-time distribution or to establish a systematic withdrawal plan for a traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, or 403(b) due to the death of a participant.
Are you an employer and planning to make contributions to a SIMPLE IRA or SEP IRA? Use this form to set up contributions by check or an electronic transfer of funds.
Fill out this form to recharacterize all or part of Traditional IRA, SEP IRA, or Roth IRA contributions.
This form is used to change your Salary Reduction Contribution (SRC) amount in a State Farm® Prototype Safe Harbor 401(k) Plan. Please complete the form and provide to your employer.
Need to designate or change the beneficiary(ies) of your State Farm® Prototype Safe Harbor 401(k) Plan? Fill out and submit this form.
Looking to request a distribution? Complete this form for a one-time distribution, required minimum distribution (RMD) payments, or a systematic withdrawal plan from a TSA/403(b)(7). Youll need employer authorization.
Requesting a hardship withdrawal? Use this form to make a withdrawal. Youll need employer authorization, and 3rd party documentation is required.
This form is used to notify State Farm Mutual Funds of your intent to transfer assets to a State Farm Mutual Funds SEP IRA, SIMPLE IRA, or RPFP plan to qualify for a reduced sales charge.
College Savings Plan (529) And Coverdell ESA Forms And Information
Want to learn more about the savings plan? Read through the enrollment handbook to get a more comprehensive look.
Order everything you need for your 529 account. Options include an application, rollover form, envelope, account maintenance form, and withdrawal request form.
Make various changes to your 529 account by using this form. Changes include: address, owner account information, new designated beneficiary information, successor account owner information, subsequent contributions, elected investment allocations, systematic exchange, and bank account information.
Please complete this form to request a withdrawal from your State Farm College Savings Plan.
Use this form to roll over assets from another 529 plan, a Coverdell Education Savings Account (ESA), or a U.S. savings bond to The State Farm College Savings Plan.
Give a child a gift that will last a lifetime. Use this coupon and gift certificate to make a contribution to a child college savings account.
Want to open a Coverdell ESA? Complete this application to start investing in a childs future.
This disclosure document contains all of the details about our Coverdell ESA.
Need to transfer funds from one ESA to another? The responsible individual for this account should complete this form. (Note: IRAs, UTMA / UGMAs, and the State Farm College Savings Plan are not eligible to transfer to an ESA.)
While death is a subject most are hesitant to discuss, State Farm wants to make sure youre prepared. Use this form to designate a transfer of death beneficiary on your ESA.
This form is to request a one-time distribution from your State Farm Mutual Funds® Coverdell ESA.
We want you to be prepared for the unexpected. Designate an individual to take over the account in the event of death or resignation using this form.
Tax Forms And Information
Want more information about tax forms? Read through this summary to learn more.
Have questions about dividends, capital gains, and foreign taxes? Check out this document for more information
Need more information about how mutual funds can generate income taxes for you? This document will provide you basic information about taxation on mutual funds.
Correctly determining the cost basis of your shares is essential for properly calculating your capital gain or loss for your federal income tax return. This document provides information about cost basis.
Use these tables when preparing your income tax returns.
Use these tables when preparing your income tax returns.
Investing involves risk, including potential for loss.
Before investing, consider the investment objectives, risks, fees and expenses associated with The State Farm College Savings Plan. Contact State Farm VP Management Corp (1-800-447-4930) for an Enrollment Handbook and Participation Agreement containing this and other information. Read it carefully.
An investor should consider, before investing, whether the investors or designated beneficiarys home state offers any state tax or other benefits that are only available for investments in such states qualified tuition program.Additional Disclosures
Mutual Funds Disclosures
Before investing, consider the funds' investment objectives, risks, charges and expenses. Contact State Farm VP Management Corp (1-800-447-4930) for a prospectus or summary prospectus containing this and other information. Read it carefully.
Automatic investment plans do not assure a profit or protect against loss.
Neither State Farm nor its agents provide investment, tax, or legal advice.
It is not possible to invest directly in an index.
State Farm VP Management Corp. is a separate entity from those State Farm entities which provide banking and insurance products.
As of June 2nd, 2010, additional fees may apply to certain accounts with balances less than $5000.
Each State Farm LifePath Fund invests all of its assets in a corresponding LifePath Master Portfolio under a master/feeder structure. BlackRock Fund Advisors (BFA) is the investment advisor to the LifePath Master Portfolios. State Farm Investment Management Corp. (SFIMC) is the investment advisor to the State Farm LifePath Funds. State Farm VP Management Corp. (SFVPMC) is the distributor of the State Farm LifePath Funds. Neither SFIMC or SFVPMC, or their affiliates, are affiliated with BFA or its affiliates.
BlackRock Investors Services (BIS) provides marketing support to the LifePath Master Portfolios. BFA and BIS are wholly owned subsidiaries of BlackRock Institutional Trust Company, N.A. (BTC). Neither BTC or its affiliates are affiliated with State Farm. BTC is located at 400 Howard Street, San Francisco, CA 94105.
BlackRock Fund Advisors (BFA) is the investment sub-advisor to the S&P 500 Index Fund.
Ascensus provides recordkeeping and administrative services for retail 401(k) retirement plans offered by State Farm Investment Management Corp.
Net Asset Value (NAV) is calculated by adding all of the assets of a Fund, subtracting the Fund's liabilities, then dividing by the number of outstanding shares.
The Russell 2000 Index tracks the common stock performance of the 2,000 smallest U.S. companies in the Russell 3000 Index.
The Russell 2500 Index tracks the 2,500 smallest companies in the Russell 3000 Index.
The Russell 1000 Index is a stock market index that represents the highest-ranking 1,000 stocks in the Russell 3000 Index.
The Russell Midcap Index measures the performance of the mid-cap segment of the US equity market and is a subset of the Russell 1000 Index.
The Dow Jones Industrial Average is an unmanaged average of 30 actively traded stocks.
The NASDAQ Composite is an unmanaged market capitalization weighted index that is designed to represent the performance of the National Market System.
The S&P 500® Index tracks the common stock performance of 500 large U.S. companies.
The S&P 1500 Index is a stock market index of U.S. stock that includes all stocks in the large cap S&P 500 Index, the mid cap S&P 400 Index, and the small cap S&P 600 Index.
The Morgan Stanley Capital International Europe, Australasia and Far East Free (EAFE® Free) Index currently measures the performance of stock markets of Europe, Australia, New Zealand, and the Far East.
The Morgan Stanley Capital International Europe Index is a free float-adjusted market capitalization index that is designed to measure developed market equity performance in Europe.
The Barclays 1-5 Year U.S. Treasury Index measures the performance of short-term U.S. Treasury Securities maturing within one to five years.
The Barclays U.S. Aggregate Bond Index represents debt securities in the U.S. investment grade fixed rate bond market.
The Barclays Municipal Bond Index is an unmanaged index representative of the tax-exempt bond market.
The Barclays High Yield Index includes all fixed income securities having a maximum quality rating from Moody's Investor Service of Ba1, a minimum amount outstanding of $100 million, and at least one year to maturity.
The Barclays TIPS Index measures the performance of the US Treasury Inflation-Protected Securities (TIPS) market.
The Citigroup 3 Month T-Bill Index is an average of the last 3-month Treasury bill issues (excluding the current month-end bill).
The FTSE EPRA/NAREIT Developed REIT and Non-Reit Index is a subset of the Developed Index, which is designed to track the performance of listed real estate companies and REITS worldwide.
The MSCI ACWI (All Country World Index) Index is a free float-adjusted market capitalization weighted index that is designed to measure the equity market performance of developed and emerging markets.
The Nikkei 225 Index is a price-weighted index comprised of Japans top 225 blue-chip companies on the Tokyo Stock Exchange.
The Credit Suisse High Yield Index is designed to mirror the investible universe of the $U.S. Denominated high yield debt market.
The Blended Benchmark for the Equity and Bond Fund is a combination of 60% of the S&P 500 Index and 40% of the Barclays U.S. Aggregate Bond Index, rebalanced monthly.
The Blended Benchmark for the LifePath Funds is a combination of the holdings in the Barclays U.S Aggregate Bond Index, Russell 1000 Index, MSCI ACWI ex-U.S. Index, FTSE EPRA/NAREIT Developed Real Estate Index and Barclays TIPS Index. The weightings of the indices are adjusted quarterly to reflect the funds' changing asset allocations over time.
State Farm College Savings Plan (529)
Earnings must be used to pay for qualified higher education expenses to be federally tax free. The earnings portion of a non qualified withdrawal will be subject to ordinary income tax at the recipients marginal rate and subject to a 10% penalty. State Farm does not provide tax advice. Please consult your tax advisor for specific information about your tax situation, including any state tax consequences of an investment. The availability of such tax or other benefits may be conditioned on meeting certain requirements.
A $70,000 gift is viewed as an accelerated gift over five years. Any other gifts to the same beneficiary by the contributor in that tax year or in any of the succeeding four years may result in a federal gift-tax liability. If the contributor dies within the five-year period, a prorated portion of the contribution may be included in his or her taxable estate.
Contributions can be made until the value or total amount of contributions across all Nebraska program accounts for the beneficiary reaches $360,000. Accounts in excess of this limit can continue to grow through investment earnings realized by the plan, but no additional contributions can be accepted above that limit. This limit is set by the Nebraska State Treasurer and is subject to change.
The plan is intended to operate as a qualified tuition program, pursuant to section 529 of the U.S. Internal Revenue Code.
Participation in the plan does not guarantee that contributions and the investment earnings, if any, will be adequate to cover future tuition and other higher education expenses, or that a beneficiary will be admitted to or permitted to continue to attend an eligible educational institution.
This material is not an offer to sell or a solicitation of an offer to buy any securities. Any offer to sell shares within the plan may only be made by the Enrollment Handbook and Participation Agreement relating to the plan.
Neither the State of Nebraska, the Trust, the Nebraska State Treasurer, the Nebraska Investment Council, First National Bank of Omaha, Oppenheimer nor State Farm, nor any of their respective affiliates, directors, officers or agents shall have any debt or obligation to any contributor, any beneficiary or any other person as a result of the establishment of the plan, nor will these entities assume any risk or liability for mutual funds in which the plan invests.
The State Farm College Savings Plan is subject to enrollment, maintenance, administrative and management fees and expenses.
Investors in the plan do not hold shares of the underlying funds directly, but rather shares in a portfolio of the plan.
The State Farm College Savings Plan (the plan) is sponsored by the State of Nebraska and administered by the Nebraska State Treasurer. The plan is established in cooperation with State Farm VP Management Corp. (State Farm), the State of Nebraska, and OFI Private Investments Inc. (OFIPI), a subsidiary of OppenheimerFunds, Inc, pursuant to which State Farm offers classes of shares in a series of accounts within the Nebraska Educational Savings Plan Trust (the Trust and plan issuer) that are distributed by OppenheimerFunds Distributor, Inc. (OFDI and together with OFIPI, Oppenheimer). The Trust offers other accounts that are not affiliated with the plan.
The Nebraska State Treasurer serves as trustee of the plan; OFIPI serves as the investment manager, with the oversight of the Nebraska Investment Council; and servicing agent: OFDI serves as the distributor: First National Bank of Omaha serves as the program manager.
The State Farm College Savings Plan is not insured or guaranteed by State Farm, Oppenheimer, First National Bank of Omaha, the Trust, the State of Nebraska, the Nebraska State Treasurer, the Nebraska Investment Council, any of their respective affiliates, directors, officers or agents or any other entity.
Customized Portfolio Performance Benchmarks
The benchmarks for the Portfolios represent customized composites of market indices for the available Underlying Investments weighted by the relative target asset allocation for such portfolio.
Oppenheimer Capital Appreciation Fund Benchmark: The Russell 1000® Growth Index
The Russell 1000® Growth Index is a market-capitalization weighted index of those firms in the Russell 1000® Index with higher price-to-book ratios and higher forecasted growth values.
Oppenheimer Value Fund Benchmark: The Russell 1000® Value Index
The Russell 1000® Value Index is a market-capitalization weighted index of those firms in the Russell 1000 Index with lower price-to-book ratios and lower forecasted growth values.
Oppenheimer Main Street Small- & Mid-Cap Fund® Benchmark: The Russell 2500® Index
The Russell 2500® Index tracks the common stock performance of the 2,500 smallest U.S. companies in the Russell 3000® Index, which represents approximately 17% of the total capitalization of the Russell 3000 Index.
Oppenheimer International Growth Fund: MSCI EAFE Index
The Morgan Stanley Capital International Europe, Australasia and Far East (EAFE®) Index currently measures the performance of stock markets of Europe, Australia, New Zealand, and the Far East and takes into account local market restrictions on share ownership by foreigners.
State Farm Bond Fund and Oppenheimer Global Strategic Income Fund Benchmark: The Barclays US Aggregate Bond Index
The Barclays US Aggregate Bond Index is a benchmark index composed of US securities in Treasury, Government-Related, Corporate, and Securitized sectors. It includes securities that are of investment-grade quality or better, have at least one year to maturity, and have an outstanding par value of at least $250 million.
Federated US Government Securities Fund 1-3 yrs Benchmark: The Merrill Lynch U.S. Treasuries 1-3 Year Index:
The Merrill Lynch 1-3 Year US Treasury & Agency Index is a subset of The Bank of America Merrill Lynch US Treasury & Agency Index, an unmanaged fixed income index that includes U.S.Treasury fixed income securities (direct sovereign debt of the U.S. Government) in the maturity range equal to one year and less than three years.
Oppenheimer Institutional Money Market Fund Benchmark: iMoney Net First Tier Institutional Index:
The iMoneyNet First Tier Institutional Index (Also known as the MFR First Tier Institutional Index) is a subset of the Money Fund Reports (MFR) All-Taxable universe consisting of funds managed to a first-tier standard and which are offered to institutions only. Portfolio Holdings of first-tier funds include U.S. Treasury, U.S. Other, Repos, Time Deposits, Domestic Bank Obligations, Foreign Bank Obligations, First Tier CP, Floating Rate Notes, and AssetBacked Commercial Paper. The Money Fund Report AveragesTM are published by iMoneyNet, Inc. (formerly IBC Financial Data), and reflect yields net of fees and expenses.
Oppenheimer Developing Markets Fund: MSCI Emerging Markets Index:
The MSCI Emerging Markets Index is a capitalization-weighted index of stocks from 26 emerging markets that only includes issues that may be traded by foreign investors.
Investors cannot directly invest either in individual benchmark indices or combinations thereof.
Not FDIC Insured