Literature & Forms

Literature - Prospectus & Reports

Read the prospectus carefully before investing. To view the prospectus & other reports, you will need to download a free copy of Adobe Acrobat Reader if you do not already have it installed on your computer.

• Prospectus
• The State Farm® College Savings Plan Enrollment Handbook (PDF 445 KB)
• Annual Report (PDF 2499 KB)
• Semi-Annual Report (PDF 1336 KB)
• Statement of Additional Information (PDF 387 KB)

Forms

The forms below will help you maintain your account. Just click on the form you want and print it. Adobe Acrobat Reader is required to view several links listed throughout this site. To download your free copy click the following logo.

• General Forms
• IRA Forms
• Coverdell ESA Forms
• The State Farm® College Savings Plan (529) Forms

You may also call a Securities Products Representative at 1-800-447-4930 to request literature or forms or 1-800-321-7520 for The State Farm® College Savings Plan materials.

General Forms

• New Account Packet (PDF 49 KB)
  • Contains a Mutual Fund Account Application and a Prospectus.
  • Do not use for IRA's, Coverdell ESA or 529 Plans.
• Non-Tax Qualified Transfer/Liquidation Request Form (PDF 146 KB)
  • Used to liquidate funds from a non-tax qualified account to purchase shares of State Farm Mutual Funds® Account
  • Should not be used to transfer Retirement accounts
  • Separate form must be completed for each account you wish to transfer /Liquidate.
• Investor Account Services Form (PDF 199 KB)
  • Used to establish or change services for your account.
  • Account services include address changes, automatic investments, capital gain and dividend distribution options, systematic withdrawals, and telephone/Internet privileges.
• Designation of Transfer on Death (TOD) Beneficiary Form (PDF 37 KB)
• Used to designate a transfer on death beneficiary on your mutual fund account (Not used for IRAs – see IRA Section)
• Corporate/Organization Resolution Form (PDF 116 KB)
• Used to name individuals authorized to act on behalf of your corporation, organization or partnership.
• W-9 Form (PDF 71 KB)
  • Used to provide us with your correct Social Security Number or Taxpayer Identification Number.
• TSA/403b Distribution Request Form (PDF 332 KB)
  • Used to request a distribution (except hardship withdrawals)
  • Employer authorization is required
• TSA/403b Hardship Withdrawal Request Form (PDF 689 KB)
  • Used to request a hardship withdrawal
  • Employer authorization is required
  • 3rd party documentation is required

IRA Forms

• Traditional IRA - New Account Packet (PDF 203 KB)
• Contains Traditional IRA application, Custodial Account Agreement and Disclosure Statement, Prospectus, and IRA/TSA Transfer Request Form.
• Roth IRA - New Account Packet (PDF 207 KB)
• Contains Roth IRA application, Custodial Account Agreement and Disclosure Statement, Prospectus, and IRA/TSA Transfer Request Form.
• IRA Conversion Form (PDF 37 KB)
  • Used to convert a Traditional IRA, SEP IRA, or SIMPLE IRA to a Roth IRA.
  • Roth IRA application must be completed to process this conversion
  • If a new account is being established Download (PDF 207 KB) a Roth IRA Account Packet
• Designation of Beneficiary Form (PDF 633 KB)
  • Used for Traditional IRA, or Roth IRA, SEP IRA, SIMPLE IRA, TSA/403(b), or Archer MSA
• Distribution Request Form (PDF 457 KB)
  • Used for Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, or Archer MSA
• Death Distribution Request Form (PDF 324 KB)
  • Used to request a one-time distribution or to establish a systematic withdrawal plan for a Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, or 403(b) due to the death of a participant.
• IRA/TSA Transfer (PDF 193 KB)
  • Used to transfer funds from an IRA to a State Farm MF IRA
  • Separate form must be completed for each account you wish to transfer.
• Contribution Remittance Form (PDF 271 KB)
  • Used by an employer to submit contributions by check or ACH to a SIMPLE IRA or SEP IRA.
• IRA Recharacterization Form (PDF 271 KB)
  • Used to recharacterize all or part of Traditional IRA, SEP IRA, or Roth IRA contributions.

Coverdell Education Savings Account Forms

• New Account Packet (PDF 58 KB)
  • Contains Coverdell ESA application, Custodial Account Agreement & Disclosure Statement, Prospectus, & ESA Transfer Request Form.
• Designation of Death Beneficiary Form (PDF 710 KB)
• Distribution Request Form (PDF 185 KB)
• Transfer Request Form (PDF 148 KB)
  • Used for an ESA to ESA transfer & is to be completed by the Responsible Individual.
  • IRAs, UTMA / UGMAs, & The State Farm College Savings Plan are not eligible to transfer to an ESA.
• Designation of Successor Responsible Individual (PDF 37 KB)

The State Farm® College Savings Plan

• New Account Packet (PDF 600 KB)
• Contains Application, Enrollment Handbook and Rollover Form
• Order Kit by Mail
• Account Maintenance Form (PDF 340 KB)
• Withdrawal Request Form (PDF 353 KB)
• Rollover Form (PDF 247 KB)
  • Used to roll over assets from another 529 Plan, a Coverdell ESA, or a U.S. savings bond to The State Farm College Savings Plan.
  • If you do not have an existing Plan, please submit rollover form along with a completed Account Application (PDF 437 KB) .

Important Information About Procedures For Opening a New Account

State Farm VP Management Corp Risk/Important Disclosures. State Farm Mutual Funds Prospectus. The State Farm College Savings Plan Enrollment Handbook (PDF 445 KB) .

It is important to note that there is market risk involved when investing in mutual funds, including possible loss of principal.

Need Assistance? 1-800-447-4930

State Farm Mutual Funds® Interactive Voice Response Call Flow Diagram (PDF 41 KB)

AP2009/04/2691