Literature & Forms

Literature - Prospectus & Reports

Read the prospectus carefully before investing. To view the prospectus & other reports, you will need to download a free copy of Adobe Acrobat Reader if you do not already have it installed on your computer.

• Prospectus
• The State Farm® College Savings Plan Enrollment Handbook (PDF 553 KB)
• Annual Report (PDF 2499 KB)
• Semi-Annual Report (PDF 1388 KB)
• Statement of Additional Information (PDF 405 KB)

Forms

The forms below will help you maintain your account. Just click on the form you want and print it. Adobe Acrobat Reader is required to view several links listed throughout this site. To download your free copy click the following logo.

• General Forms
• IRA Forms
• Coverdell ESA Forms
• The State Farm® College Savings Plan (529) Forms

You may also call a Securities Products Representative at 1-800-447-4930 to request literature or forms or 1-800-321-7520 for The State Farm® College Savings Plan materials.

General Forms

• New Account Forms
  • Mutual Fund Account Application
  • Prospectus
  • Privacy Policy
  • Non-Tax Qualified Transfer/Liquidation
  • Do not use for IRA's, Coverdell ESA or 529 Plans.
• Non-Tax Qualified Transfer/Liquidation Request Form (PDF 46 KB)
  • Used to liquidate funds from a non-tax qualified account to purchase shares of State Farm Mutual Funds® Account
  • Should not be used to transfer Retirement accounts
  • Separate form must be completed for each account you wish to transfer /Liquidate.
• Investor Account Services Form (PDF 199 KB)
  • Used to establish or change services for your account.
  • Account services include address changes, automatic investments, capital gain and dividend distribution options, systematic withdrawals, and telephone/Internet privileges.
• Designation of Transfer on Death (TOD) Beneficiary Form (PDF 37 KB)
• Used to designate a transfer on death beneficiary on your mutual fund account (Not used for IRAs – see IRA Section)
• Corporate/Organization Resolution Form (PDF 116 KB)
• Used to name individuals authorized to act on behalf of your corporation, organization or partnership.
• W-9 Form (PDF 71 KB)
  • Used to provide us with your correct Social Security Number or Taxpayer Identification Number.
• TSA/403b Distribution Request Form (PDF 332 KB)
  • Used to request a distribution (except hardship withdrawals)
  • Employer authorization is required
• TSA/403b Hardship Withdrawal Request Form (PDF 689 KB)
  • Used to request a hardship withdrawal
  • Employer authorization is required
  • 3rd party documentation is required

IRA Forms

• Traditional IRA - New Account Forms
• Traditional IRA Application
• Privacy Policy
• Custodial Account Agreement and Disclosure Statement
• Prospectus
• IRA/TSA Transfer Request Form
• Roth IRA - New Account Forms
• Roth IRA Application
• Privacy Policy
• Custodial Account Agreement and Disclosure Statement
• Prospectus
• IRA/TSA Transfer Request Form
• IRA Conversion Form (PDF 31 KB)
  • Used to convert a Traditional IRA, SEP IRA, or SIMPLE IRA to a Roth IRA.
  • Roth IRA application must be completed to process this conversion
  • If a new account is being established Download a Roth IRA Account Packet
• Designation of Beneficiary Form (PDF 633 KB)
  • Used for Traditional IRA, or Roth IRA, SEP IRA, SIMPLE IRA, TSA/403(b), or Archer MSA
• Distribution Request Form (PDF 457 KB)
  • Used for Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, or Archer MSA
• Death Distribution Request Form (PDF 324 KB)
  • Used to request a one-time distribution or to establish a systematic withdrawal plan for a Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, or 403(b) due to the death of a participant.
• IRA Transfer (PDF 72 KB)
  • Used to transfer funds from an IRA to a State Farm MF IRA
  • Separate form must be completed for each account you wish to transfer.
• Contribution Remittance Form (PDF 271 KB)
  • Used by an employer to submit contributions by check or ACH to a SIMPLE IRA or SEP IRA.
• IRA Recharacterization Form (PDF 271 KB)
  • Used to recharacterize all or part of Traditional IRA, SEP IRA, or Roth IRA contributions.

Coverdell Education Savings Account Forms

• New Account Forms
  • Coverdell ESA Application
  • Privacy Policy
  • Custodial Account Agreement and Disclosure Statement
  • Prospectus
  • ESA Transfer Request Form
• Designation of Death Beneficiary Form (PDF 710 KB)
• Distribution Request Form (PDF 185 KB)
• Transfer Request Form (PDF 48 KB)
  • Used for an ESA to ESA transfer & is to be completed by the Responsible Individual.
  • IRAs, UTMA / UGMAs, & The State Farm College Savings Plan are not eligible to transfer to an ESA.
• Designation of Successor Responsible Individual (PDF 37 KB)

The State Farm® College Savings Plan

• New Account Packet (PDF 552 KB)
• Contains Application, Enrollment Handbook and Rollover Form
• Order Kit by Mail
• Account Maintenance Form (PDF 340 KB)
• Withdrawal Request Form (PDF 353 KB)
• Rollover Form (PDF 247 KB)
  • Used to roll over assets from another 529 Plan, a Coverdell ESA, or a U.S. savings bond to The State Farm College Savings Plan.
  • If you do not have an existing Plan, please submit rollover form along with a completed Account Application (PDF 599 KB) .
• Contribution Coupon
• Use this coupon and gift certificate to make a contribution to a child’s college savings account, and give them a gift that will last a lifetime.

Important Information About Procedures For Opening a New Account

State Farm VP Management Corp Risk/Important Disclosures. State Farm Mutual Funds Prospectus. The State Farm College Savings Plan Enrollment Handbook (PDF 553 KB) .

It is important to note that there is market risk involved when investing in mutual funds, including possible loss of principal.

Need Assistance? 1-800-447-4930

State Farm Mutual Funds® Interactive Voice Response Call Flow Diagram (PDF 41 KB)

AP2009/10/3372