Literature & Forms

Literature - Prospectus & Reports

Read the prospectus carefully before investing. To view the prospectus & other reports, you will need to download a free copy of Adobe Acrobat Reader if you do not already have it installed on your computer.

• Prospectus
• The State Farm® College Savings Plan Enrollment Handbook (PDF 417 KB)
• Annual Report (PDF 2200 KB)
• Semi-Annual Report (PDF 1028 KB)
• Statement of Additional Information (PDF 367 KB)

Forms

The forms below will help you maintain your account. Just click on the form you want and print it. Adobe Acrobat Reader is required to view several links listed throughout this site. To download your free copy click the following logo.

• General Forms
• IRA Forms
• Coverdell ESA Forms
• The State Farm® College Savings Plan (529) Forms

You may also call a Securities Products Representative at 1-800-447-4930 to request literature or forms or 1-800-321-7520 for The State Farm® College Savings Plan materials.

General Forms

• New Account Packet (PDF 859 KB)
  • Contains a Mutual Fund Account Application and a Prospectus.
  • Do not use for IRA's, Coverdell ESA or 529 Plans.
• Non-Tax Qualified Transfer/Liquidation Request Form (PDF 146 KB)
  • Used to liquidate funds from a non-tax qualified account to purchase shares of State Farm Mutual Funds Account
  • Should not be used to transfer Retirement accounts
  • Separate form must be completed for each account you wish to transfer /Liquidate.
• Investor Account Services Form (PDF 177 KB)
  • Used to establish or change services for your account.
  • Account services include address changes, automatic investments, capital gain and dividend distribution options, systematic withdrawals, and telephone/Internet privileges.
• Designation of Transfer on Death (TOD) Beneficiary Form (PDF 37 KB)
• Used to designate a transfer on death beneficiary on your mutual fund account (Not used for IRAs – see IRA Section)
• Corporate/Organization Resolution Form (PDF 116 KB)
• Used to name individuals authorized to act on behalf of your corporation, organization or partnership.
• W-9 Form (PDF 71 KB)
  • Used to provide us with your correct Social Security Number or Taxpayer Identification Number.

IRA Forms

• Traditional IRA - New Account Packet (PDF 809 KB)
• Contains Traditional IRA application, Custodial Account Agreement and Disclosure Statement, Prospectus, and IRA/TSA Transfer Request Form.
• Roth IRA - New Account Packet (PDF 809 KB)
• Contains Roth IRA application, Custodial Account Agreement and Disclosure Statement, Prospectus, and IRA/TSA Transfer Request Form.
• IRA Conversion Form (PDF 37 KB)
  • Used to convert a Traditional IRA, SEP IRA, or SIMPLE IRA to a Roth IRA.
  • Roth IRA application must be completed to process this conversion
  • If a new account is being established Download (PDF 809 KB) a Roth IRA Account Packet
• Designation of Beneficiary Form (PDF 596 KB)
  • Used for Traditional or Roth IRA accounts.
• Distribution Request Form (PDF 281 KB)
  • Used for Traditional IRA, Roth IRA or Archer MSA
• Death Distribution Request Form (PDF 186 KB)
  • Used to request a one-time distribution or to establish a systematic withdrawal plan for a Traditional IRA, Roth IRA, SEP IRA, or SIMPLE IRA due to the death of a participant.
• IRA/TSA Transfer (PDF 193 KB)
  • Used to transfer funds from an IRA, or 403(b), to a State Farm Mutual Funds IRA or Tax Sheltered Account (TSA)/403(b)(7).
  • Separate form must be completed for each account you wish to transfer.
• Contribution Remittance Form (PDF 271 KB)
  • Used by an employer to submit contributions by check or ACH to a SIMPLE IRA, SEP IRA, or Tax Sheltered Account (TSA)/403(b)(7).

Coverdell Education Savings Account Forms

• New Account Packet (PDF 898 KB)
  • Contains Coverdell ESA application, Custodial Account Agreement & Disclosure Statement, Prospectus, & ESA Transfer Request Form.
• Designation of Death Beneficiary Form (PDF 551 KB)
• Distribution Request Form (PDF 43 KB)
• Transfer Request Form (PDF 148 KB)
  • Used for an ESA to ESA transfer & is to be completed by the Responsible Individual.
  • IRAs, UTMA / UGMAs, & The State Farm College Savings Plan are not eligible to transfer to an ESA.

The State Farm® College Savings Plan

• New Account Packet (PDF 124 KB)
• Contains Application, Enrollment Handbook and Rollover Form
• Change of Beneficiary Form (PDF 80 KB)
• Distribution Form (PDF 87 KB)
• Rollover Form (PDF 93 KB)
  • Used to roll over assets from another 529 Plan, a Coverdell ESA, or a U.S. savings bond to The State Farm College Savings Plan.
  • If you do not have an existing Plan, please submit rollover form along with a completed Account Application (PDF 118 KB) .

Important Information About Procedures For Opening a New Account

State Farm VP Management Corp Risk/Important Disclosures. State Farm Mutual Funds Prospectus. The State Farm College Savings Plan Enrollment Handbook (PDF 417 KB) .

Need Assistance? 1-800-447-4930

State Farm Mutual Funds® Interactive Voice Response Call Flow Diagram (PDF 41 KB)

AP2007/12/9706