Regulatory notices

All regulatory notices are available to view below.

Customer Relationship Summary

The Customer Relationship Summary ("CRS") is intended to inform customers about:

  • The type of customer relationships and services offered;
  • The fees, costs, conflicts of interest, and required standard of conduct associated with those relationships and services;
  • Whether the firm or its financial professionals have reportable disciplinary history; and
  • How to obtain additional information about the firm.

The CRS also includes questions to help customers begin a discussion with a financial professional about services, fees, costs, conflicts and disciplinary information.

Regulation Best Interest Supplemental Disclosures

Department of Labor Investment Advice Fiduciary Disclosures

Investment Adviser Disclosures

Order Routing Disclosure

The Securities and Exchange Commission (SEC) has amended its Rule 606, which relates to disclosure of order routing practices. SFVPMC routes all of its SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure.

Pershing LLC is a registered broker-dealer that sends orders on behalf of clients for routing to market centers for execution. For additional information about Pershing LLC’s payment for order flow practices, please see Pershing’s SEC Rule 606 disclosure.

Pershing prepares a quarterly report that reflects Pershing's routing practices of orders. To access a report of our Order Routing Practices, type "STATE FARM VP MANAGEMENT CORP" in the text box that appears after clicking on the following link. www.orderroutingdisclosure.com

To request a written copy of the most recent quarterly report or an account-level report on trades placed on SFVPMC’s behalf, please call (833) 919-1059.

Sales of Securities on Military Installations

Before investing in mutual funds available through registered representatives (RRs) of State Farm VP Management Corp (SFVPMC), consider the funds' investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses and summary prospectuses which can be obtained by visiting statefarm.com.  Read it carefully.

State Farm VP Management Corp. is a separate entity from those affiliated and/or unaffiliated entities which provide advisory services, banking, and insurance products.

Before engaging SFIMC as an investment adviser, please review the SFIMC CRS and the SFIMC Wrap Fee Program Brochure for information about SFIMC and its fee, methods of analysis, investment strategies, business practices, disciplinary information, financial industry activities and affiliations, and other practices. This information is contained on State Farm.com (www.statefarm.com/finances/mutual-funds/resources/regulatory-notices).  

An SFIMC investment adviser representative (IAR) agent is acting as an investment adviser representative only when providing advisory services on behalf of SFIMC. In addition to acting as an investment adviser representative, an IAR agent also may serve as a registered representative on behalf of SFVPMC.

The State Farm 529 Savings Plan (the “Plan”) is sponsored by the State of Nebraska, administered by the Nebraska State Treasurer, as Trustee, and the Nebraska Investment Council provides investment oversight. Union Bank & Trust Company will serve as program manager and Northern Trust Securities, Inc. will serve as distributor. The Plan offers a series of Investment Options within the Nebraska Educational Savings Plan Trust (the “Trust”) which offers other Investment Options not affiliated with the Plan. The Plan is intended to operate as a qualified tuition program to be used only to save for qualified education expenses, pursuant to Section 529 of the U.S. Internal Revenue Code.  An investor should consider the Plan’s investment objectives, risks, charges and expenses before investing. The Program Disclosure Statement at www.statefarm.com/finances/education-savings-plans/state-farm-529-college-plans which contains more information, should be read carefully before investing. Not FDIC Insured* | No Bank Guarantee | May Lose Value (*Except the Bank Savings Static Option).

Investors should consider before investing whether their or their beneficiary’s home state offers any state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that are only available for investments in such state’s qualified tuition program and should consult their tax advisor, attorney and/or other advisor regarding their specific legal, investment or tax situation.

Before making any additional investments, investors should carefully consider the investment objectives, risks, charges and expenses of the variable product and its underlying investment options. Contact State Farm VP Management Corp (888-702-2307) for a contract and underlying fund prospectuses containing this and other information. Please read the prospectuses carefully before investing. Securities available through State Farm VP Management Corp.

Jackson annuities are issued by Jackson National Life Insurance Company® (Home Office: Lansing, Michigan) and in New York, annuities are issued by Jackson National Life Insurance Company of New York® (Home Office: Purchase, New York). Variable products are distributed by Jackson National Life Distributors LLC. May not be available in all states and state variations may apply. These products have limitations and restrictions. Please contact your registered State Farm agent for more information. Jackson® is the marketing name for Jackson National Life Insurance Company and Jackson National Life Insurance Company of New York.

Pacific Life Insurance Company is licensed to issue insurance products in all states except New York. Product/material availability and features may vary by state. Variable insurance products and shares of Pacific Select Fund are distributed by Pacific Select Distributors, LLC (member FINRA & SIPC), a subsidiary of Pacific Life Insurance Company, and are available through licensed third-party broker-dealers. Pacific Life Insurance Company and Pacific Select Distributors, LLC are affiliates, but are not affiliated with State Farm VP Management Corp.

Securities are not FDIC insured, are not bank guaranteed and are subject to investment risk, including possible loss of principal. 

Neither State Farm nor its agents provide tax or legal advice.

AP2025/06/1019